Securities Act

Results: 34055



#Item
831

64th Legislature HB0481 AN ACT PROVIDING ONE ADDITIONAL REGISTRATION EXEMPTION TO SECURITIES LAWS; ALLOWING SECURITIES ISSUERS TO ENGAGE IN CERTAIN SECURITIES TRANSACTIONS IF CONDUCTED WITHIN

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Source URL: leg.mt.gov

Language: English - Date: 2015-03-25 11:35:27
    832

    UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoDecember 10, 2014 ADMINISTRATIVE PROCEEDING

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    Source URL: www.sec.gov.

    Language: English - Date: 2014-12-30 15:58:05
      833

      UNITED STATES OF AMERICA BEFORE THE SECURITIES AND EXCHANGE COMMISSION INVESTMENT ADVISERS ACT OF 1940 Release No. IA-4090; May 19, 2015

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      Source URL: www.sec.gov.

      Language: English - Date: 2015-05-20 11:43:54
        834

        UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoMay 12, 2015 ADMINISTRATIVE PROCEEDING

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        Source URL: edgar.sec.gov

        Language: English - Date: 2015-05-11 20:12:39
          835

          UNITED STATES OF AMERICA BEFORE THE SECURITIES AND EXCHANGE COMMISSION INVESTMENT COMPANY ACT OF 1940 Release NoFebruary 26, 2015 ________________________________________________

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          Source URL: www.sec.gov

          Language: English - Date: 2015-02-26 17:55:01
            836

            UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoMay 7, 2015 ADMINISTRATIVE PROCEEDING

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            Source URL: www.sec.gov.

            Language: English - Date: 2015-05-07 12:58:36
              837

              UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoMay 6, 2015

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              Source URL: www.sec.gov.

              Language: English - Date: 2015-05-06 12:33:35
                838

                SECURITIES AND EXCHANGE COMMISSION [Investment Company Act Release No; File NoAres Capital Corporation et al.; Notice of Application March 9, 2012 Agency: Securities and Exchange Commission (“Commis

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                Source URL: www.sec.gov

                Language: English - Date: 2012-03-13 14:00:04
                  839

                  UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoApril 30, 2015 ADMINISTRATIVE PROCEEDING

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                  Source URL: www.sec.gov.

                  Language: English - Date: 2015-04-30 12:27:59
                    840

                    UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoMarch 20, 2015 ACCOUNTING AND AUDITING ENFORCEMENT

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                    Source URL: www.sec.gov

                    Language: English - Date: 2015-03-20 11:28:21
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